Regulatory Compliance Service

Corporate And Regulatory Services

Regulatory Compliance Service

All fields with (*) are mandatory!


We will never sell your email address to any 3rd party or send you nasty spam.

Your message was sent successfully.

Sorry! Something Went Wrong. Please try again.

Regulatory Compliance Service

In the ever-growing competitive world, every company has to comply with the growing assortment of industry laws, regulations and leading best practices.

Every client is required to submit several reports to regulatory bodies which require calculation, maintenance and reconciliation. But this doesn't make it a stringent process or time-consuming activity. We, at Especia Associates, ensure to work with clients to help them view regulatory compliance as a natural extension of corporate governance. It can add real value to the clients and their investment operations. We have a team of skills and experienced professionals with certifications like CISA, CISSP, CISM and Chartered Accountants who are well-versed in carrying out the regulatory compliances.

We help you in the following areas:

  • Understanding the implications, need and requirements of the regulations,
  • Designing the procedures, policies and framework according to the requirement of the client,
  • Implementing the procedures and policies and ensuring follow-up post implementation